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RULESNEWS, Vol. 2003, No. 3 (December 26, 2003)

IN THIS ISSUE:

LEGISLATION AFFECTING THE RULEMAKING PROCESS

As of December 26, 2003, two bills generally affecting administrative rules have been requested.

"Utah Administrative Rulemaking Act Amendments" by Rep. Wayne Harper

Sometime during the past several weeks, Rep. Wayne Harper opened a bill request to amend the Rulemaking Act; the text of the bill is not yet available. Rep. Harper indicates that he intends to add an additional rulemaking requirement: when an agency promulgates a rule in response to legislation. Rep. Harper's changes will require the agency to notify the sponsor of the legislation about the rule. The agency will continue to be responsible to notify a bill's sponsor for several years -- each time the agency makes a rule pursuant to the legislation.

This new requirement is intended to accomplish two purposes: 1) it will give the sponsor an opportunity to verify that proposed rules are consistent with the sponsor's intent; and 2) it will allow the sponsor to gain a sense of the effects of his or her legislation.

As soon as the text becomes available, we will notify you.

"Administrative Rules Reauthorization" by Sen. Howard Stephenson

This is the Administrative Rules Review Committee's annual bill required by Section 63-46a-11.5. The proposed text of the bill is not yet available, but will be discussed at the Administrative Rules Review Committee's next meeting scheduled for January 7, 2004.

As the motions from the Administrative Rules Review Committee (ARRC) currently stand, there are three items slated for nonreauthorization: Rule R590-209, Section R612-2-22, and Subsections R884-24P-24 (L) (1) and (2) (from DAR No. 26703).

Legislative staff have indicated that Insurance and Labor have both responded to the ARRC's concerns. Therefore, Rule R590-209 and Section R612-2-22 will likely be reauthorized. We understand that separate legislation is being sought to remedy the issue with the Tax Commission rule.

Other Legislation

Representative Harper has indicated that he is working on other bills which also affect the Rulemaking Act. We will inform you of developments as they occur.

Questions about this legislation may be directed to Ken Hansen at 801-538-3777, or at khansen@utah.gov .

RULES TO REVIEW IN 2004 (OR, FIVE YEARS GOES BY FAST)

Review Requirement

Section 63-46a-9 requires each agency to review its rules within five years of each rule's original enactment or last five-year review, and then within five-year intervals. To comply with the review requirement, the agency must submit a FIVE-YEAR NOTICE OF REVIEW AND STATEMENT OF CONTINUATION for each of its rules listed below. Otherwise, the rules will expire. Reviews may be filed ANY TIME prior to the deadline.

With the advent of eRules, when a FIVE-YEAR NOTICE OF REVIEW AND STATEMENT OF CONTINUATION is filed, the text of the rule must be attached. Please contact Mike Broschinsky (801-538-3003 or mbroschi@utah.gov ) if you need to obtain a current version of your rule.

2004 Review List

The Division sends quarterly E-mail messages, providing agencies notice at least 180 days prior to the review due date. Notices have already been sent for rules due for review through March 2004. A complete list of the rules due for review during 2004, as of 12/24/2003, is included below.

ADMINISTRATIVE SERVICES

Facilities Construction and Management

R23-3, due 08/09/2004; R23-29, due 05/11/2004

Records Committee (State)

R35-1, due 03/18/2004; R35-2, due 07/16/2004; R35-3, due 07/16/2004; R35-4, due 07/16/2004; R35-5, due 07/16/2004; R35-6, due 07/16/2004

AGRICULTURE AND FOOD

Animal Industry

R58-20, due 08/17/2004

COMMERCE

Consumer Protection

R152-21, due 07/29/2004

Occupational and Professional Licensing

R156-5a, due 03/02/2004; R156-37c, due 03/02/2004; R156-39a, due 03/01/2004; R156-42a, due 09/28/2004; R156-44a, due 07/22/2004; R156-46a, due 08/26/2004; R156-60, due 11/15/2004; R156-60a, due 11/15/2004; R156-60b, due 11/15/2004; R156-61, due 07/22/2004; R156-74, due 03/18/2004

Real Estate

R162-105, due 07/16/2004

CRIME VICTIM REPARATIONS

Administration

R270-3, due 10/05/2004; R270-4, due 10/05/2004

EDUCATION

Administration

R277-102, due 02/26/2004; R277-105, due 07/06/2004; R277-413, due 03/22/2004; R277-425, due 02/26/2004; R277-437, due 01/05/2004; R277-438, due 06/08/2004; R277-451, due 09/15/2004; R277-462, due 09/30/2004; R277-463, due 09/30/2004; R277-471, due 11/02/2004; R277-504, due 09/30/2004; R277-521, due 09/15/2004; R277-601, due 02/26/2004; R277-607, due 11/16/2004; R277-609, due 08/13/2004; R277-712, due 02/26/2004; R277-714, due 09/30/2004; R277-734, due 02/26/2004; R277-735, due 01/05/2004; R277-760, due 09/30/2004; R277-800, due 08/13/2004; R277-916, due 07/19/2004

Rehabilitation

R280-150, due 08/13/2004; R280-201, due 01/05/2004; R280-202, due 01/05/2004; R280-203, due 12/15/2004

ENVIRONMENTAL QUALITY

Air Quality

R307-150, due 03/04/2004; R307-155, due 03/04/2004; R307-158, due 03/04/2004; R307-214, due 02/03/2004; R307-215, due 09/08/2004; R307-309, due 05/04/2004; R307-343, due 06/02/2004; R307-415, due 03/01/2004; R307-417, due 03/05/2004; R307-420, due 05/06/2004

Solid and Hazardous Waste

R315-320, due 03/12/2004

HEALTH

Administration

R380-25, due 07/01/2004

Community and Family Health Services, Chronic Disease

R384-100, due 08/16/2004

Epidemiology and Laboratory Services, Environmental Services

R392-101, due 06/10/2004

Community and Family Health Services, Children with Special Health Care Needs

R398-1, due 10/12/2004; R398-5, due 11/22/2004

Health Care Financing, Coverage and Reimbursement Policy

R414-7A, due 12/20/2004; R414-7B, due 12/20/2004; R414-11, due 12/20/2004; R414-14, due 12/20/2004; R414-14A, due 12/20/2004; R414-25, due 12/20/2004; R414-31, due 12/20/2004; R414-49, due 12/20/2004; R414-50, due 12/20/2004; R414-54, due 03/31/2004; R414-58, due 02/12/2004; R414-501, due 09/15/2004; R414-502, due 09/15/2004; R414-503, due 09/15/2004

Health Systems Improvement, Emergency Medical Services

R426-11, due 10/12/2004; R426-12, due 10/12/2004; R426-13, due 10/12/2004; R426-14, due 10/04/2004; R426-15, due 10/12/2004; R426-16, due 10/04/2004; R426-100, due 12/09/2004

Health Systems Improvement, Child Care Licensing

R430-8, due 09/22/2004

Health Systems Improvement, Licensing

R432-1, due 01/29/2004; R432-2, due 01/11/2004; R432-3, due 01/11/2004; R432-4, due 01/29/2004; R432-5, due 01/29/2004; R432-6, due 01/29/2004

Epidemiology and Laboratory Services, Laboratory Services

R438-13, due 03/18/2004

HUMAN SERVICES

Child and Family Services

R512-41, due 09/01/2004

Recovery Services

R527-210, due 01/26/2004; R527-302, due 12/02/2004

INSURANCE

Administration

R590-67, due 10/15/2004; R590-76, due 10/13/2004; R590-79, due 10/13/2004; R590-83, due 10/13/2004; R590-93, due 05/27/2004; R590-98, due 05/27/2004; R590-127, due 10/14/2004; R590-129, due 10/13/2004; R590-166, due 05/27/2004; R590-167, due 12/14/2004; R590-170, due 03/18/2004; R590-190, due 05/26/2004; R590-191, due 05/25/2004; R590-192, due 08/27/2004; R590-194, due 12/01/2004; R590-195, due 04/22/2004

LABOR COMMISSION

Antidiscrimination and Labor, Labor

R610-4, due 07/02/2004

Industrial Accidents

R612-8, due 10/15/2004

LIEUTENANT GOVERNOR

Administration

R622-2, due 06/22/2004

NATURAL RESOURCES

Parks and Recreation

R651-633, due 10/04/2004

Wildlife Resources

R657-46, due 08/18/2004

PROFESSIONAL PRACTICES ADVISORY COMMISSION

Administration

R686-103, due 05/06/2004

PUBLIC SAFETY

Administration

R698-4, due 03/05/2004

Comprehensive Emergency Management

R704-1, due 08/19/2004

Driver License

R708-10, due 09/30/2004; R708-22, due 10/04/2004; R708-24, due 10/05/2004; R708-26, due 09/16/2004; R708-30, due 02/17/2004; R708-31, due 09/30/2004

Highway Patrol

R714-600, due 04/15/2004

PUBLIC SERVICE COMMISSION

Administration

R746-365, due 01/13/2004; R746-401, due 12/13/2004

REGENTS (BOARD OF)

Salt Lake Community College

R784-1, due 03/18/2004

University of Utah, Administration

R805-1, due 12/01/2004

University of Utah, Museum of Natural History (Utah)

R807-1, due 06/03/2004

TAX COMMISSION

Auditing

R865-7H, due 03/16/2004

TRANSPORTATION

Administration

R907-64, due 08/17/2004; R907-65, due 11/16/2004

Motor Carrier

R909-3, due 08/30/2004

Motor Carrier, Ports of Entry

R912-14, due 07/06/2004

WORKFORCE SERVICES

Workforce Information and Payment Services

R994-305, due 12/20/2004; R994-309, due 07/20/2004; R994-310, due 07/20/2004; R994-311, due 07/20/2004; R994-312, due 07/30/2004

WHAT DO YOU MEAN, THE TEXT ISN'T RIGHT?

When preparing rule text, DO NOT use styles to format the text. All style codes, other than "Normal" and "paragraph default text", are removed when rule text is prepared for publication in the Utah State Bulletin.

Also, remember to turn off change tracking in Word. If this is not done, new or deleted text may not be correctly published. REMEMBER: any styles other that "Normal" and "paragraph default text" are REMOVED during processing. When the styles are removed, amendments marked with styles are removed.

Do not submit text that contains headers of footers. Do not submit text with paragraphs that have first line indents; only tabs should be used to begin paragraphs. For instructions on changing the default Word settings, read the next article.

Our objective in asking for rule text without additional styles is to allow the electronic version of rule changes to be shared as widely as possible. Simple formatting permits the Division, as well as electronic legal database services (like West Law, LexisNexis, and others) to post rule changes online. The more widely rule changes are disseminated, the greater the opportunity for compliance. We appreciate your cooperation.

WAYS TO MAKE RULEMAKING PAINLESS (NO, REALLY)

The Division has prepared two Frequently Asked Questions (FAQ) documents and posted them on its web page. These FAQs address issues raised by agencies in preparing rules. The first, entitled "Fixing your Microsoft Word Settings" (http://www.rules.utah.gov/agncinfo/faqs/FAQword.htm) provides instructions on fixing the default Word settings to prevent the automatic insertion of codes and symbols that will make your text unusable. By default, Word will do things like change (c) into the copyright symbol. It will also insert styles.

The second FAQ, entitled "Saving a Word document in Rich Text Format (RTF)" (http://www.rules.utah.gov/agncinfo/faqs/FAQrtf.htm) walks the reader through the process of saving a Word file as an RTF file.

As resources permit, additional information for agencies will be posted at http://www.rules.utah.gov/agncinfo/agency.htm .

RECEIVING ELECTRONIC COMMENT?

The Division of Administrative Rules has been looking at some ideas that facilitate the receipt of electronic comment on rules. We would appreciate some additional feedback.

Background

For some time, the Division of Administrative Rules has encouraged agencies to accept electronic comment -- typically in the form of E-mail -- on proposed administrative rules. In fact, since 1996, the E-mail address of the contact person has been published in the Bulletin along with each rule. We have advised agencies that E-mail comment and written comment are synonymous for the purposes of the Rulemaking Act.

Based on anecdotal evidence, most citizens who have elected to use E-mail to make comments have found it to be a useful tool. Unfortunately, there have been instances when comments have been blocked by E-mail filtering software, and therefore not delivered to the intended recipient. While this is regrettable, this situation is not critical, as agency representatives have indicated to the Division that they receive few, if any, E-mail comments in regards to proposed rules.

Other Similar Systems

For several years, the state of Virginia has operated the Virginia Regulatory Town Hall (http://www.townhall.state.va.us/). This site allows citizens to register for its use, and then comment on rules. Citizens can also identify rules that they wish to track, and the Town Hall will send E-mail notices automatically when a filing affects a particular title or rule (an electronic implementation of what each Utah agency is expected to do under Subsection 63-46a-4(7)).

This past February, the federal government announced a web site called Regulations.gov (http://www.regulations.gov/). This site is also intended to make it easier for citizens to participate in Federal rulemaking. At the federal level, just as in Utah, it is the rulewriting agency that receives the comments and must consider the comments. For those federal agencies that accept electronic comment, Regulations.gov collects comments in a database (so responses aren't filtered), and then database reports are sent to the relevant federal agency on a regular basis.

Feedback Request

This November, the Division of Administrative Rules sent an E-mail to at least one contact in each major department to assess interest in developing a similar application in Utah. If you have not already responded, the Division is interested in your response to the following questions:

  1. Does your agency receive electronic comment? If yes, approximately what percent of overall comments are made electronically?
  2. Do you think the creation of one site, as a clearinghouse for rules open for public comment, would encourage public participation?
  3. What do you think about the concept of setting up something like the Virginia Regulatory Town Hall or Regulations.gov for Utah rules as a state enterprise project?

We will keep you informed of any developments in this area.

PROPOSED CHANGES TO RULES' WEB SITE

The Division of Administrative Rules is planning to make some coding changes to the pages on its web site -- http://www.rules.utah.gov/ . At this point, the changes will not affect the appearance of the pages, or the structure of the site. These changes will make the Division's web pages compliant with current web standards. They will also improve accessibility for visitors to the site who have visual impairments.

The new coding requires visitors to use a browser that is, at least for the most part, standards-compliant. People using Internet Explorer 6.x, Netscape 7.x, Mozilla 1.5, Firebird 0.7, Lynx 2.8.3 (a text browser), Safari 1.1 (Mac) and Opera 7.21 should not experience any problems.

Please visit [page no longer available] and view the re-coded proof-of-concept pages with your browser. Please provide feedback regarding any problems you may experience, or suggestions you may have, to rulesonline@utah.gov or to the Division at 801-538-3764. Include the name and version of the browser you are using.

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The Department of Administrative Services, Division of Administrative Rules, publishes RULESNEWS periodically for state rulewriting agencies. Kenneth A. Hansen, Director. Direct comments to the: Division of Administrative Rules, 4120 State Office Building, Salt Lake City, UT 84114-1201; Phone: 801-538-3764; FAX: 801-538-1773; Internet URL: http://www.rules.utah.gov/ .

<<RULESNEWS, Vol. 2003, No. 3 (December 26, 2003)>>

Questions?

For questions about the rulemaking process, please contact the Division of Administrative Rules (801-538-3764). Please Note: The Division of Administrative Rules is NOT able to answer questions about the content or application of administrative rules.

Last Modified: December 10, 2009