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DAR File No. 27160 |
| This filing was published in the 06/01/2004, issue, Vol. 2004, No. 11, of the Utah State Bulletin. |
| [ 06/01/2004 Bulletin Table of Contents / Bulletin Page ] |
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Human Resource Management, Administration R477-1 Definitions
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NOTICE OF PROPOSED RULE |
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DAR File No.: 27160
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RULE ANALYSIS |
Purpose of the rule or reason for the change: |
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The amendments to this rule will add more precision to the use of two terms in the Department of Human Resource Management (DHRM) rules; "agency" and "career service exempt", and delete definitions that are vague, redundant or are no longer needed.
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Summary of the rule or change: |
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In Subsection R477-1-1(8), "Agency" is amended to mean just a department of the executive branch of state government. The definition this replaces is broad and vague enough that it can be applied to describe a division or other lower level entity. In Subsection R477-1-1(13), "Assignment" is deleted; it is no longer needed as a term to describe actions associated with the state classification system. In Subsection R477-1-1(14), "At will" Employee is deleted. This term is one of three that are used interchangeably to describe an employee outside the career service protections of the Utah Code. The other two are "non-career service" and "career service exempt". For consistency throughout the R477 rules, the term "career service exempt" will be used in place of "at will" and "non-career service". Elements of this definition are being added to the new definition for "career service exempt employee". In Subsection R477-1-1(14), a nonsubstantive technical change is made that adds clarity to the definition. In Subsection R477-1-1(16), "Career Service Exempt Employee" is amended to include elements of the definition for "At will" which is being deleted. In Subsection R477-1-1(17), "Career Service Exempt Position" is changed to be consistent with the change to the definition for "Career Service Exempt Employee". In Subsection R477-1-1(21), a nonsubstantive technical change that bring this definition in line with recent changes in the state job classification system is made. In Subsection R477-1-1(75), "Market Based Bonus" is a new definition that coincides with amendments to the state incentive award and bonus policy in Section R477-6-5. In Subsection R477-1-1(93), "Probationary Employee" is a new term that is needed to distinguish this status from the new definition for "Career Service Exempt Employee" because of the special status granted to this class of employee in the Utah Code.
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State statutory or constitutional authorization for this rule: |
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Section 67-19-6
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Anticipated cost or savings to: |
the state budget: |
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The amendments to these definitions will require no changes to the operating procedures or practices of state agencies and thus will generate no costs or savings.
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local governments: |
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By law, Section 67-19-15, this rule has no effect beyond the executive branch of state government.
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other persons: |
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By law, Section 67-19-15, this rule has no effect beyond the executive branch of state government.
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Compliance costs for affected persons: |
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By law, Section 67-19-15, DHRM rules effect only persons employed by the executive branch of state government. Rule amendments that create a cost for an employee will either impose a fee for a choice which an employee may make or will cancel a monetary benefit that an employee currently enjoys because of rule. The amendments to the definitions in this rule will do neither of these and will thus impose no costs on employees.
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Comments by the department head on the fiscal impact the rule may have on businesses: |
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Rules published by DHRM have no direct effect on businesses or any entity outside state government. DHRM has authority to write rules only to the extent allowed by the Utah Personnel Management Act, Title 67, Chapter 19. Section 67-19-15 limits the provisions of career service and this rule to employees of the executive branch of state government. The only possible impact may be a very slight, indirect effect if an agency passes costs or saving on to businesses through fees. However, no such costs or saving will accrue with this amendment.
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The full text of this rule may be inspected, during regular business hours, at the Division of Administrative Rules, or at: |
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Human Resource Management Administration Room 2120 STATE OFFICE BLDG 450 N MAIN ST SALT LAKE CITY UT 84114-1201
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Direct questions regarding this rule to: |
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Conroy Whipple at the above address, by phone at 801-538-3067, by FAX at 801-538-3081, or by Internet E-mail at cwhipple@utah.gov
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Interested persons may present their views on this rule by submitting written comments to the address above no later than 5:00 p.m. on: |
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07/01/2004
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This rule may become effective on: |
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07/02/2004
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Authorized by: |
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Kim Christensen, Executive Director
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RULE TEXT |
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R477. Human Resource Management, Administration. R477-1. Definitions. R477-1-1. Definitions. The following definitions apply throughout these rules unless otherwise indicated within the text of each rule. (1) Abandonment of Position: An act of resignation resulting from an employee's unexcused absence from work or failure to come to work for three consecutive days when the employee is capable, but does not properly notify his supervisor. (2) Active Duty: Full-time active military or reserve duty; a term used for veteran's preference adjustments. It does not include active or inactive duty for training or initial active duty for training. (3) Actual Hours Worked: Time spent performing duties and responsibilities associated with the employee's job assignments. (4) Administrative Leave: Leave with pay granted to an employee at management discretion that is not charged against the employee's leave accounts. (5) Administrative Adjustment: A DHRM approved change of a position from one job to another job or salary range change for administrative purposes that is not based on a change of duties and responsibilities. (6) Administrative Salary Decrease: A salary decrease of one or more pay steps based on non-disciplinary administrative reasons determined by an agency head or commissioner. (7) Administrative Salary Increase: A salary increase of one or more pay steps based on special circumstances determined by an agency head or commissioner. (8) Agency: [ (a) directed by an executive director, elected official or commissioner defined in Chapter 67-22 or in other sections of the code ; (b) authorized to employ personnel; and (c) subject to DHRM rules. (9) Agency
Head: The [ (10) Agency Management: The agency head and all other officers or employees who have responsibility and authority to establish, implement, and manage agency policies and programs. (11) Appeal: A formal request to a higher level review for consideration of an unacceptable grievance decision. (12) Appointing Authority: The officer, board, commission, person or group of persons authorized to make appointments in their agencies.[
([
([ ([ (16) Career Service Exempt Employee: An employee appointed to work for an unspecified period of time or who serves at the pleasure of the appointing authority and may be separated from state employment at any time without just cause. (17) Career Service Exempt Position: A position in state service exempted by law from provisions of competitive career service as prescribed in 67-19-15 and in R477-2-1(1). ([ ([ (a) a unit smaller than the agency upon providing justification and rationale for approval, for example: (i) low org; (ii) cost centers; (iii) geographic locations; (iv) agency programs. (b) positions identified by a set of essential functions, for example: (i) position analysis data; (ii) certificates; (iii) licenses; (iv) special qualifications; (v) degrees that are required or directly related to the position. ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ (a) continuous recruitment of all positions; (b) a centralized and automated computer database of resumes and related information administered by the Department of Human Resource Management; (c) decentralized access to the database based on delegation agreements. ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ (75) Market Based Bonus: One time lump sum monies given to a new hire or a current employee to encourage employment with the state. ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ (a) where a fatality occurs; (b) where the employee receives a citation under state or local law for a moving traffic violation arising from the accident and the accident involves bodily injury to any person who, as a result of the injury, immediately receives medical treatment away from the scene of the accident; (c) where the employee receives a citation under state or local law for a moving traffic violation arising from the accident and the accident involves one or more motor vehicles that incur disabling damage as a result of the accident that must be transported away from the scene by a tow truck or other vehicle; (d) where there is reasonable suspicion that the employee had been driving while under the influence of a controlled substance. ([ (93) Probationary Employee: An employee hired into a career service position who has not completed the required probationary period for that position. (94) Probationary Period: A period of time considered part of the selection process, identified at the job level, the purpose of which is to allow management to evaluate an employee's ability to perform assigned duties and responsibilities and to determine if career service status should be granted. (95) Productivity Step Adjustment: A management authorized salary increase of one to four steps. Management and employees agree to the adjustment for employees who accept an increased workload resulting from FTE reductions and agency base budget reduction. (96) Promotion: [ (97) Protected Activity: Opposition to discrimination or participation in proceedings covered by the antidiscrimination statutes or the Utah State Grievance and Appeal Procedure. Harassment based on protected activity can constitute unlawful retaliation. (98) Random Drug or Alcohol Test: Unannounced drug or alcohol testing of a sample of safety sensitive employees done in accordance with federal regulations or state rules, policies, and procedures, and conducted in a manner such that each safety sensitive employee has an equal chance of being selected for testing. (99)
Reappointment: Return to work of
an individual from the reappointment register.
Accrued annual leave, converted sick leave, compensatory time and excess
hours in [ (100) Reappointment Register: A register of individuals who have: (a) held career service positions and been separated in a reduction in force; (b) held career service positions and accepted career service exempt positions without a break in service and were not retained, unless discharged for cause; (c) by Career Service Review Board decision been placed on the reappointment register. (101) Reasonable Suspicion: Knowledge sufficient to induce an ordinary, reasonable and prudent person to arrive at a conclusion of thought or belief based on factual, non-subjective and substantiated observations or reported circumstances. Factual situations verified through personal visual observation of behavior or actions, or substantiated by a reliable witness. (102) Reasonable Suspicion Drug or Alcohol Test: A drug or alcohol test conducted on an employee based on reasonable suspicion that the employee may be under the influence of drugs or alcohol. (103) Reassignment: A management initiated action moving an employee from his current job or position to a job or position of an equal salary range for administrative, corrective action or other reasons not included in the definition of demotion, transfer or reclassification. Management may also move an employee to a job or position with a lower salary range with employee written consent, when permitted by applicable federal or state law, including, but not limited to the Americans with Disabilities Act. A reassignment may be to one or more of the following: (a) a different job or position; (b) a different work location; (c) a different organizational unit; or (d) a different agency. (104) Reclassification: A DHRM or an approved contract agency reallocation of a single position or multiple positions from one job to another job to reflect management initiated changes in duties and responsibilities as determined by a classification study. (105) Reduction in Force: (RIF) Abolishment of positions resulting in the termination of career service staff. RIFs can occur due to inadequate funds, a change of workload, or a lack of work. (106)
Reemployment: Return to work of
an employee who [ (107)
Rehire: Return to work of a
former career service employee who [ (108) Retaliation: An adverse employment action taken against an employee who has engaged in a protected activity. The adverse action must have a causal link. (109) Return to Duty Drug or Alcohol Test: A drug or alcohol test conducted on an employee prior to allowing the employee to return to duty after successfully completing a drug or alcohol treatment program. (110) Requisition: An electronic document used for Utah Skill Match search and tracking purposes that includes specific information for a particular position. (111) Return from LWOP: A return to work from any leave without pay status. Accrued annual leave, converted sick leave, compensatory time and excess hours may have been cashed out before the leave without pay period began. (112) Ridiculing Behavior: Any behavior specifically performed to cause humiliation or to mock, taunt or tease another individual. (113) RIF'd Individual: A former employee who is terminated as a result of a reduction in force. (114) Safety Sensitive Position: A position approved by DHRM that includes the performance of functions: (a) directly related to law enforcement; or (b) involving direct access or having control over direct access to controlled substance; or (c) directly impacting the safety or welfare of the general public;or (d) which require an employee to carry or have access to firearms. (115) Salary Range: The segment of an approved pay plan assigned to a job. (116) Schedule: The determination of whether a position meets criteria stipulated in the Utah Code Annotated to be career service (Schedule B) or career service exempt (Schedule A). (117) Serious Health Condition: An illness, injury, impairment, physical or mental condition that involves: (a) inpatient care in a hospital, hospice, or residential medical care facility; (b) continuing treatment by a health care provider. (118) Sexual Harassment: (a) A form of unlawful discrimination of a sexual nature which is unwelcome and pervasive, demeaning, ridiculing, derisive or coercive and results in a hostile, abusive or intimidating work environment. (i) Level One: sex role stereotyping (ii) Level Two: targeted gender harassment/discrimination (iii) Level Three: targeted or individual harassment (iv) Level Four: criminal touching of another's body parts or taking indecent liberties with another. (b) Any quid pro quo behavior which requires an employee to submit to sexual conduct in return for increased employment benefits or under threat of adverse employment repercussions. (119) Tangible Employment Action: Any significant change in employment status e.g. hiring, firing, promotion, failure to promote, demotion, undesirable assignment, a decision causing a significant change in benefits, compensation decisions, and work assignment. Tangible employment action does not include insignificant changes in employment status such as a change in job title without a change in salary, benefits or duties. (120) Temporary Transitional Assignment: An assignment on a temporary basis to a position or duties of lesser responsibility and salary range to accommodate an injury or illness or to provide a temporary reasonable accommodation. (121) Transfer: An employee initiated movement from one job or position to another job or position for which the employee qualifies in response to a recruitment. A transfer may be to one or more of the following: (a) a job or position with the same salary range; (b) a job or position with a lower salary range; (c) a different work location; (d) a different organizational unit; or (e) a different agency. (122) Underfill: DHRM authorization for an agency to fill a position at a lower salary range within the same job series. (123) Uniformed Services: The United States Army, Navy, Marine Corps, Air Force, Coast Guard; Reserve units of the Army, Navy, Marine Corps, Air Force, or Coast Guard; Army National Guard or Air National Guard; Commissioned Corps of Public Health Service, or any other category of persons designated by the President in time of war or emergency. Service in Uniformed Services includes: voluntary or involuntary duty, including active duty; active duty for training; initial active duty for training; inactive duty training; full-time National Guard duty; absence from work for an examination to determine fitness for any of the above types of duty. (124) Unlawful Harassment: Any behavior or conduct of an unlawful nature based on race, religion, national origin, color, sex, age, disability or protected activity under the anti-discrimination statutes that is unwelcome, pervasive, demeaning, derisive or coercive and results in a hostile, abusive or intimidating work environment or tangible employment action. (125) USERRA: Uniformed Services Employment and Reemployment Rights Act of 1994 (P.L. 103-353), requires state governments to re-employ eligible veterans who left state employment to enter the uniformed services and who return to work within a specified time period after military discharge. Employees covered under USERRA are in a leave without pay status from their state position. (126) Veteran: An individual who has served on active duty in the armed forces for more than 180 consecutive days, or was a member of a reserve component who served in a campaign or expedition for which a campaign medal has been authorized. Individuals must have been separated or retired under honorable conditions. (127) Volunteer: Any person who donates services to the state or its subdivisions without pay or other compensation except actual and reasonable expenses incurred, as approved by the supervising agency. (128) Volunteer Experience Credit: Credit given in meeting job requirements to participants who gain experience through unpaid or uncompensated volunteer work with the state, its subdivisions or other public and private organizations.
KEY: personnel management, rules and procedures, definitions [ Notice of Continuation June 11, 2002 67-19-6
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ADDITIONAL INFORMATION |
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PLEASE NOTE:
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For questions regarding the content or application of this rule, please contact Conroy Whipple at the above address, by phone at 801-538-3067, by FAX at 801-538-3081, or by Internet E-mail at cwhipple@utah.gov For questions about the rulemaking process, please contact the Division of Administrative Rules (801-538-3764). Please Note: The Division of Administrative Rules is NOT able to answer questions about the content or application of these administrative rules. |
| [ 06/01/2004 Bulletin Table of Contents / Bulletin Page ] |
| Last modified: 05/28/2004 10:19 AM |