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DAR File No. 28692 |
| This filing was published in the 05/15/2006, issue, Vol. 2006, No. 10, of the Utah State Bulletin. |
| [ 05/15/2006 Bulletin Table of Contents / Bulletin Page ] |
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Human Resource Management, Administration R477-1 Definitions
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NOTICE OF PROPOSED RULE |
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DAR File No.: 28692
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RULE ANALYSIS |
Purpose of the rule or reason for the change: |
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This rule adds definitions and modifies others in order to be consistent with changes made to the Personnel Management Act in the 2006 General Session with the passage of H.B. 269 and modifies definitions to coincide with changes in the Department of Human Resource Management (DHRM) policies for corrective action, reassignment, transfer, and underfill. (DAR NOTE: H.B. 269 (2006) is found at Chapter 139, Laws of Utah 2006, and will be effective 07/01/2006.)
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Summary of the rule or change: |
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There are two new definitions. The first in Subsection R477-1-1(3) reflects a new term added to Section 67-19-3 by H.B. 269 passed in the 2006 General Session. The use of this term is reflected in multiple changes in the DHRM rules and to two other definitions in Subsections R477-1-1(6) and R477-1-1(7). The second new definition is in Subsection R477-1-1(119) and is added to reflect a new definition in Section 67-19-3 which only effects Section R477-12-3. Two definitions are deleted: "Active Duty" which is a term that will no longer be used in the policy on military leave in Section R477-7-10; and "Constant Review" which is a management action that will no longer be part of the state policy for corrective action in Section R477-10-2. Modified definitions include: in Subsection R477-1-1(28) constant review is removed as a part of corrective action; Subsection R477-1-1(31) reflects a definition added to Section 67-19-3 by H.B. 269; Subsections R477-1-1(36) and R477-1-1(107) removes references to outdated recruitment practices; Subsection R477-1-1(89) is amended to reflect current practice in setting salary and retirement benefits; Subsections R477-1-1(102) and R477-1-1(121) reflect policy changes for these two Human Resource actions made possible by amendments to Title 67, Chapter 19 in H.B. 269; in Subsection R477-1-1(116) is a clarification of DHRM policy for employees with health conditions covered by the federal Americans with Disabilities Act and the Family and Medical Leave Act; and in Subsection R477-1-1(122) is an amendment that further restricts how management may use underfill status to fill vacant positions.
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State statutory or constitutional authorization for this rule: |
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Section 67-19-6
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Anticipated cost or savings to: |
the state budget: |
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Changes to the state policy on corrective action are designed to speed up this process. This has the possibility of relieving agencies of administrative time and cost when dealing with employees with performance issues.
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local governments: |
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This rule only affects the executive branch of state government and will have no impact on local governments. DHRM has authority to write rules only to the extent allowed by the Utah Personnel Management Act, Title 67, Chapter 19. This act limits the provisions of career service and these rules to employees of the executive branch of state government.
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other persons: |
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This rule only affects the executive branch of state government and will have no impact on other persons. DHRM has authority to write rules only to the extent allowed by the Utah Personnel Management Act, Title 67, Chapter 19. This act limits the provisions of career service and these rules to employees of the executive branch of state government.
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Compliance costs for affected persons: |
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This rule only affects agencies of the executive branch of state government. DHRM has authority to write rules only to the extent allowed by the Utah Personnel Management Act, Title 67, Chapter 19. This act limits the provisions of career service and these rules to employees of the executive branch of state government.
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Comments by the department head on the fiscal impact the rule may have on businesses: |
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Rules published by DHRM have no direct effect on businesses or any entity outside state government. DHRM has authority to write rules only to the extent allowed by the Utah Personnel Management Act, Title 67, Chapter 19. This act limits the provisions of career service and these rules to employees of the executive branch of state government. The only possible impact may be a very slight, indirect effect if an agency passes costs or saving on to business through fees. However, it is anticipated that the minimal costs associated with these changes will be absorbed by agency budgets and will have no affect on business. Jeff Herring, Executive Director
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The full text of this rule may be inspected, during regular business hours, at the Division of Administrative Rules, or at: |
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Human Resource Management Administration Room 2120 STATE OFFICE BLDG 450 N MAIN ST SALT LAKE CITY UT 84114-1201
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Direct questions regarding this rule to: |
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Conroy Whipple or Linda Cooper at the above address, by phone at 801-538-3067 or 801-538-3208, by FAX at 801-538-3081 or 801-538-3081, or by Internet E-mail at cwhipple@utah.gov or LKCOOPER@utah.gov
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Interested persons may present their views on this rule by submitting written comments to the address above no later than 5:00 p.m. on: |
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06/14/2006
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This rule may become effective on: |
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07/01/2006
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Authorized by: |
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Jeff Herring, Executive Director
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RULE TEXT |
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R477. Human Resource Management, Administration. R477-1. Definitions. R477-1-1. Definitions. The following definitions apply throughout these rules unless otherwise indicated within the text of each rule. (1) Abandonment of Position: An act of resignation resulting from an employee's unexcused absence from work or failure to come to work for three consecutive days when the employee is capable, but does not properly notify his supervisor.[
([ (3) Actual Wage: The employee's assigned salary rate in the central personnel record maintained by the Department of Human Resource Management. (4) Administrative Leave: Leave with pay granted to an employee at management discretion that is not charged against the employee's leave accounts. (5) Administrative Adjustment: A DHRM approved change of a position from one job to another job or salary range change for administrative purposes that is not based on a change of duties and responsibilities. (6)
Administrative Salary Decrease:
A [ (7)
Administrative Salary Increase:
[ (8) Agency: An entity of state government that is: (a) directed by an executive director, elected official or commissioner defined in Chapter 67-22 or in other sections of the code ; (b) authorized to employ personnel; and (c) subject to DHRM rules. (9) Agency Head: The executive director or commissioner of each agency or their designated appointee. (10) Agency Management: The agency head and all other officers or employees who have responsibility and authority to establish, implement, and manage agency policies and programs. (11) Appeal: A formal request to a higher level review for consideration of an unacceptable grievance decision. (12) Appointing Authority: The officer, board, commission, person or group of persons authorized to make appointments in their agencies. (13) Bumping: A procedure that may be applied prior to a reduction in force action (RIF). It allows employees with higher retention points to bump other employees with lower retention points as identified in the work force adjustment plan, as long as employees meet the eligibility criteria outlined in interchangeability of skills. (14) Career Mobility: A time limited assignment of an employee to a position of equal or higher salary range for purposes of professional growth or fulfillment of specific organizational needs. (15) Career Service Employee: An employee who has successfully completed a probationary period in a career service position. (16) Career Service Exempt Employee: An employee appointed to work for an unspecified period of time or who serves at the pleasure of the appointing authority and may be separated from state employment at any time without just cause. (17) Career Service Exempt Position: A position in state service exempted by law from provisions of competitive career service as prescribed in 67-19-15 and in R477-2-1(1). (18) Career Service Status: Status granted to employees who successfully complete a probationary period for competitive career service positions. (19) Category of Work: A job series within an agency that is designated by the agency head as having positions to be eliminated agency wide through a reduction in force. Category of work may be further reduced after review by DHRM as follows: (a) a unit smaller than the agency upon providing justification and rationale for approval, for example: (i) low org; (ii) cost centers; (iii) geographic locations; (iv) agency programs. (b) positions identified by a set of essential functions, for example: (i) position analysis data; (ii) certificates; (iii) licenses; (iv) special qualifications; (v) degrees that are required or directly related to the position. (20) Certifying: The act of verifying the qualifications and availability of individuals on the hiring list. The number of individuals certified shall be based on standards and procedures established by the Department of Human Resource Management. (21) Change of Workload: A change in position responsibilities and duties or a need to eliminate or create particular positions in an agency caused by legislative action, financial circumstances, or administrative reorganization. (22) Classification Grievance: The approved procedure by which an agency or a career service employee may grieve a formal classification decision regarding the classification of a position. (23) Classified Service: Positions that are subject to the classification and compensation provisions stipulated in Section 67-19-12 of the Utah Code Annotated. (24) Classification Study: A Classification review conducted by DHRM or an approved contract agency, under the rules outlined in R477-3-4. A study may include single or multiple job or position reviews. (25) Compensatory Time: Time off that is provided to an employee in lieu of monetary overtime compensation.[
([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([
([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ ([ (a) where a fatality occurs; (b) where the employee receives a citation under state or local law for a moving traffic violation arising from the accident and the accident involves bodily injury to any person who, as a result of the injury, immediately receives medical treatment away from the scene of the accident; (c) where the employee receives a citation under state or local law for a moving traffic violation arising from the accident and the accident involves one or more motor vehicles that incur disabling damage as a result of the accident that must be transported away from the scene by a tow truck or other vehicle; (d) where there is reasonable suspicion that the employee had been driving while under the influence of a controlled substance. ([ ([ ([ ([ ([ ([ ([ ([ ([ (a) held career service positions and been separated in a reduction in force; (b) held career service positions and accepted career service exempt positions without a break in service and were not retained, unless discharged for cause; (c) by Career Service Review Board decision been placed on the reappointment register. ([ ([ ([
([ ([ ([ ([ (107) Requisition: An electronic document used for Utah Job Match recruitment, selection and tracking purposes that includes specific information for a particular position, job seekers' applications, and a hiring list. (108) Retaliation: An adverse employment action taken against an employee who has engaged in a protected activity. The adverse action must have a causal link.[
([ (110) Return to Duty Drug or Alcohol Test: A drug or alcohol test conducted on an employee prior to allowing the employee to return to duty after successfully completing a drug or alcohol treatment program. ([ ([ ([ (a) directly related to law enforcement; or (b) involving direct access or having control over direct access to controlled substance; or (c) directly impacting the safety or welfare of the general public;or (d) which require an employee to carry or have access to firearms. ([ ([ ([ (a) inpatient care in a hospital, hospice, or residential medical care facility; or (b) outpatient care with continuing treatment by a health care provider. ([ (a) A form of unlawful discrimination of a sexual nature which is unwelcome and pervasive, demeaning, ridiculing, derisive or coercive and results in a hostile, abusive or intimidating work environment. (i) Level One: sex role stereotyping (ii) Level Two: targeted gender harassment/discrimination (iii) Level Three: targeted or individual harassment (iv) Level Four: criminal touching of another's body parts or taking indecent liberties with another. (b) Any quid pro quo behavior which requires an employee to submit to sexual conduct in return for increased employment benefits or under threat of adverse employment repercussions. ([ (119) Temporary employee: A career service exempt employee on schedule AI, AJ, or AL. (120) Temporary Transitional Assignment: An assignment on a temporary basis to a position or duties of lesser responsibility and salary range to accommodate an injury or illness or to provide a temporary reasonable accommodation. (121)
Transfer: An employee initiated
movement from one job or position to another job or position for which the
employee qualifies in response to a recruitment for reasons not included in
the definition of promotion.[
(122)
Underfill: DHRM authorization[ (123) Uniformed Services: The United States Army, Navy, Marine Corps, Air Force, Coast Guard; Reserve units of the Army, Navy, Marine Corps, Air Force, or Coast Guard; Army National Guard or Air National Guard; Commissioned Corps of Public Health Service, or any other category of persons designated by the President in time of war or emergency. Service in Uniformed Services includes: voluntary or involuntary duty, including active duty; active duty for training; initial active duty for training; inactive duty training; full-time National Guard duty; absence from work for an examination to determine fitness for any of the above types of duty. (124) Unlawful Harassment: Any behavior or conduct of an unlawful nature based on race, religion, national origin, color, sex, age, disability or protected activity under the anti-discrimination statutes that is unwelcome, pervasive, demeaning, derisive or coercive and results in a hostile, abusive or intimidating work environment or tangible employment action. (125) USERRA: Uniformed Services Employment and Reemployment Rights Act of 1994 (P.L. 103-353), requires state governments to re-employ eligible veterans who left state employment to enter the uniformed services and who return to work within a specified time period after military discharge. Employees covered under USERRA are in a leave without pay status from their state position. (126) Veteran: An individual who has served on active duty in the armed forces for more than 180 consecutive days, or was a member of a reserve component who served in a campaign or expedition for which a campaign medal has been authorized. Individuals must have been separated or retired under honorable conditions. (127) Volunteer: Any person who donates services to the state or its subdivisions without pay or other compensation except actual and reasonable expenses incurred, as approved by the supervising agency. (128) Volunteer Experience Credit: Credit given in meeting job requirements to participants who gain experience through unpaid or uncompensated volunteer work with the state, its subdivisions or other public and private organizations.
KEY: personnel management, rules and procedures, definitions Date of
Enactment or Last Substantive Amendment:
[ Notice of Continuation: June 11, 2002 Authorizing, and Implemented or Interpreted Law: 67-19-6
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ADDITIONAL INFORMATION |
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PLEASE NOTE:
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For questions regarding the content or application of this rule, please contact Conroy Whipple or Linda Cooper at the above address, by phone at 801-538-3067 or 801-538-3208, by FAX at 801-538-3081 or 801-538-3081, or by Internet E-mail at cwhipple@utah.gov or LKCOOPER@utah.gov For questions about the rulemaking process, please contact the Division of Administrative Rules (801-538-3764). Please Note: The Division of Administrative Rules is NOT able to answer questions about the content or application of these administrative rules. |
| [ 05/15/2006 Bulletin Table of Contents / Bulletin Page ] |
| Last modified: 05/12/2006 9:34 AM |