File No. 34087
This rule was published in the October 1, 2010, issue (Vol. 2010, No. 19) of the Utah State Bulletin.
Notice of Proposed Rule
DAR File No.: 34087
Filed: 09/15/2010 01:41:05 PM
Purpose of the rule or reason for the change:
This rule is amended to provide updated language and processes. Additionally, in the past, conditional licenses were granted to candidates who did not pass Board approved exams for licenses. Deans of Education and Local Education Agencies (LEAs) have requested this practice be eliminated.
Summary of the rule or change:
The amended rule provides updated definitions, changes to licensing eligibility procedures, changes to licensing routes processes, and changes to endorsement route processes.
State statutory or constitutional authorization for this rule:
- Subsection 53A-1-402(1)(a)
- Subsection 53A-1-401(3)
Anticipated cost or savings to:
the state budget:
There are no anticipated costs or savings to the state budget. The changes update language and procedures to make the rule consistent with new terminology and improved procedures.
There are no anticipated costs or savings to local government. The changes update language and processes for individuals seeking educator licensing through the state.
There are no anticipated costs or savings to small businesses. The amendments to the rule apply to educator licensing through the state and do not impact small businesses.
persons other than small businesses, businesses, or local governmental entities:
There are no anticipated costs or savings to persons other than small businesses, businesses, or local government entities. Individuals are required to meet the requirements of the rule to obtain educator licenses issued by the state but costs have not changed due to the amendments.
Compliance costs for affected persons:
There are no compliance costs for affected persons. Although the amended rule changes processes for obtaining Utah educator licenses, there are no increased costs.
Comments by the department head on the fiscal impact the rule may have on businesses:
I have reviewed this rule and I see no fiscal impact on businesses.
Larry K. Shumway, State Superintendent
The full text of this rule may be inspected, during regular business hours, at the Division of Administrative Rules, or at:Education
250 E 500 S
SALT LAKE CITY, UT 84111-3272
Direct questions regarding this rule to:
- Carol Lear at the above address, by phone at 801-538-7835, by FAX at 801-538-7768, or by Internet E-mail at firstname.lastname@example.org
Interested persons may present their views on this rule by submitting written comments to the address above no later than 5:00 p.m. on:
This rule may become effective on:
Carol Lear, Director, School Law and Legislation
R277. Education, Administration.
R277-503. Licensing Routes.
A. "Alternative Routes to Licensure (ARL) advisors" mean a USOE specialist with specific professional development and educator licensing expertise, and a USOE-designated curriculum specialist.
B. "Board" means the Utah State Board of Education.
C. "Competency-based" means a teacher training approach structured for an individual to master and demonstrate content and teaching skills and knowledge at the individual's own pace and sometimes in alternative settings.
D. "Educational Testing Service (ETS)" is a worldwide educational testing and measurement organization.
E. "Endorsement" means a qualification based on content area mastery obtained through a higher education major or minor or through a state-approved endorsement program.
F. "Letter of authorization"
means a formal approval given to an individual such as an
out-of-state candidate or a first year ARL candidate who is
employed by a school district/charter school in a position
requiring a professional educator license who has not completed the
requirements for an ARL license or a Level 1, 2, or 3 license or
who has not completed necessary endorsement requirements.[
A teacher working under a letter of authorization cannot be
designated highly qualified under R277-520-1G.]
G. "Level 1 license" means a Utah professional educator license issued upon completion of an approved preparation program or an alternative preparation program, or pursuant to an agreement under the NASDTEC Interstate Contract, to applicants who have also met all ancillary requirements established by law or rule.
H. "Level 2 license" means a Utah professional educator license issued after satisfaction of all requirements for a Level 1 license and:
(1) requirements established by law or rule;
(2) three years of successful education experience within a five-year period; and
(3) satisfaction of requirements under
R277-522 for teachers [
employed after January 1, 2003].
I. "Level 3 license" means a Utah professional educator license issued to an educator who holds a current Utah Level 2 license and has also received National Board Certification or a doctorate in education or in a field related to a content area in a unit of the public education system or an accredited private school .
J. "National Association of State Directors of Teacher Education and Certification (NASDTEC)" is an educator information clearinghouse that maintains an interstate reciprocity agreement and database for its members regarding educators whose licenses have been suspended or revoked.
K. "National Council for Accreditation of Teacher Education (NCATE)" is a nationally recognized organization which accredits the education units providing baccalaureate and graduate degree programs for the preparation of teachers and other professional personnel for elementary and secondary schools.
L. "NCLB core academic subject" means English, reading or language arts, mathematics, science, foreign languages, civics and government, economics, arts, history, and geography.
M. "Pedagogical knowledge" means practices and strategies of teaching, classroom management, preparation and planning that go beyond an educator's content knowledge of an academic discipline.
N. "Praxis II - Principles of Learning and
Teaching" is a standards-based test provided by ETS and
designed to assess a beginning teacher's pedagogical knowledge.
This test is used by many states as part of their teacher licensing
process. Colleges and universities may use this test as an exit
exam from teacher education programs. All Utah Level 1 license
holders employed or reemployed after January 1, 2003 shall pass
this test prior to the issuance of a Level 2 professional educator
license consistent with R277-522-1H(3). O]. "Regional accreditation" means formal approval
of a school that has met standards considered to be essential for
the operation of a quality school program by the following
(1) Middle States Commission on Higher Education;
(2) New England Association of Schools and Colleges;
(3) North Central Association Commission on Accreditation and School Improvement;
on Colleges and Universities];
(5) Southern Association of Colleges and Schools; and
(6) Western Association of Schools and colleges: Senior College Commission.
P]. "Restricted endorsement" means a qualification
based on content area knowledge obtained through a USOE-approved
program of study or test and shall be available only to teachers in
necessarily existent small school settings[
and teachers in youth in custody programs].
Q]. "State-approved Endorsement Plan (SAEP)" means
a plan in place developed between the USOE and a licensed educator
to direct the completion of endorsement requirements by the
R]. "Teacher Education Accreditation Council
(TEAC)" is a nationally recognized organization which provides
accreditation of professional teacher education programs in
institutions offering baccalaureate and graduate degrees for the
preparation of K-12 teachers.
S]. "USOE" means the Utah State Office of
R277-503-2. Authority and Purpose.
A. This rule is authorized by Article X, Section 3 of the Utah Constitution, which places general control and supervision of the public schools under the Board, Section 53A-1-402(1)(a) which directs the Board to establish rules and minimum standards for the qualification and licensing of educators and ancillary personnel who provide direct student services, and Section 53A-1-401(3) which allows the Board to adopt rules in accordance with its responsibilities.
B. The purpose of this rule is to provide minimum eligibility requirements for applicants for teacher licenses and to provide explanation and criteria of various teacher licensing routes. The rule also provides criteria and procedures for licensed teachers to earn endorsements and the requirement for all applicants for licenses to have and pass criminal background checks.
R277-503-3. USOE Licensing Eligibility.
A. Traditional college/university license - A license applicant shall
have completed an approved college/university teacher preparation program,
been recommended for licensing, and
shall] have satisfied all other requirements for
educator licensing required by law; or
B. Alternative Licensing Route
(1) A license applicant shall have a bachelors degree or higher from an accredited higher education institution in an area related to the position he seeks; and
(2) A license applicant shall have skills, talents or abilities, as evaluated by the employing entity, making the applicant appropriate for a licensed teaching position and eligible to participate in an ARL program.
(3) While beginning an alternative
licensing program, an applicant shall be approved for employment
under a letter of authorization for a maximum of one school year
and may be employed under an ARL license for an additional two
years. An ARL program may not exceed three school years.[
ARL candidates who receive ARL licensure status may be
designated highly qualified under R277-520-1G.]
C. All license applicants seeking a Level 1 Utah educator license or an area of concentration or an endorsement in an NCLB core academic subject area after March 3, 2007 shall submit passing score(s) on a rigorous Board-designated content test, where tests are available, prior to the issuance of a renewable license or endorsement.
(1) Early childhood (K-3) and elementary majors (1-8) are
required to submit a passing score from a rigorous Board-designated
content test. (2)] [ S]econdary teachers are required to submit passing scores on
a rigorous Board-designated content test(s), where test(s) are
available[ , for each endorsement NCLB core academic area to be posted
on the license].
(3)] An applicant shall submit electronic or original
documentation of[ USOE-designated] passing score(s)
D]. [ Any educator seeking a Utah Level 1 license] who submits a score below the final Utah state passing
score on the test designated in R277-503-3C shall be issued a
nonrenewable conditional Level 1 license. If the educator fails to
submit a passing score on a rigorous Board-designated content test
during the three-year duration of the conditional Level 1 license,
the educator's license or endorsement shall lapse on the
E. The credentials and documentation of experience of
applicants for Level 2 and 3 professional educator licenses shall
be evaluated by the USOE to determine the appropriate license
R277-503-4. Licensing Routes.
Applicants who seek Utah licenses shall successfully complete accredited programs or legislatively mandated programs consistent with this rule.
A. Institution of higher education teacher preparation programs shall be:
(1) Nationally accredited by:
(a) NCATE; or
(b) TEAC; [
Regionally accredited competency-based teacher preparation
programs as provided under R277-503-1N].
B. USOE Alternative Routes to Licensure (ARL)
(1) To be eligible to begin the ARL
program, an applicant for an elementary or early childhood school
position shall have a bachelors degree and at least 27 semester
hours of applicable content courses distributed among elementary
curriculum areas. Elementary curriculum areas are provided under
R277-700-4. To proceed from temporary license status, an ARL
applicant shall submit a score on [
the ETS Praxis II Elementary Education Content Knowledge
Examination (0014)] to be used as a diagnostic
tool and as part of the development of a professional plan and the
issuance of the ARL license.
(2) To be eligible to begin the ARL
program, applicants for secondary school positions shall hold a
degree major or major equivalent directly related to the
assignment. To proceed from temporary license status an ARL license
applicant shall submit a score on [
identified ETS Praxis II Applicable Content Knowledge
test(s)] where available
to be used as a diagnostic tool and as part of the
development of a professional plan and the issuance of the ARL
(3) Licensing by Agreement
(a) An individual employed by a school district shall satisfy the minimum requirements of R277-503-3 as a teacher with appropriate skills, training or ability for an identified licensed teaching position in the district.
(b) An applicant shall obtain an ARL application for licensing from the USOE or USOE web site.
(c) After evaluation of candidate
,] and rigorous Board-designated content test
score, the USOE ARL advisors and the candidate shall determine the
specific content knowledge and pedagogical knowledge required of
the license applicant to satisfy the requirements for
(d) The USOE ARL advisors may identify
institution of higher education courses, district [
inservice classes], Board-approved [ training], or Board-approved competency tests
to prepare or indicate content, content-specific, and
developmentally-appropriate pedagogical knowledge required for
(e) An applicant who has been employed as a full-time instructional paraeducator may offer that experience in lieu of one or more pedagogy courses as follows:
1]) The applicant has had at least three years of
2]) The applicant's experience has been successful based
on documentation from the school/school district; and
3]) The USOE has approved the applicant's experience in
lieu of pedagogy course(s).
(f) The employing school district shall assign a trained mentor to work with the applicant for licensing by agreement.
(g) The school district shall supervise and assess the license applicant's classroom performance during a minimum one school year full-time employment experience. The district may request assistance from a institution of higher education or the USOE in the monitoring and assessment.
(h) The school district shall assess the license applicant's disposition as a teacher following a minimum one school year full-time teaching experience. The district may request assistance in this assessment; and
(i) The USOE ARL advisors shall annually review and evaluate the license applicant following training, assessments or course work, and the full-time teaching experience and evaluation by the school district.
(j) Consistent with evidence and documentation received, the USOE ARL advisor may recommend the license applicant to the Board for a Level 1 educator license.
(4) USOE Licensing by Competency
(a) A school district employs an individual as a teacher with appropriate skills, training or ability for an identified licensed teaching position in the district who satisfies the minimum requirements of R277-503-3.
(b) An employing school district , in consultation with the applicant and the USOE, shall identify Board-approved content knowledge and pedagogical knowledge examinations. The applicant shall pass designated examinations demonstrating the applicant's adequate preparation and readiness for licensing.
(c) The employing school district shall assign a trained mentor to work with the applicant for licensing by competency.
(d) The school district shall monitor and assess the license applicant's classroom performance during a minimum one-year full-time teaching experience.
(e) The school district shall assess the license applicant's disposition for teaching following a minimum one-year full-time teaching experience.
(f) The school district may request assistance in the monitoring or assessment of a license applicant's classroom performance or disposition for teaching.
(g) Following the one-year training period, the school district and USOE shall verify all aspects of preparation (content knowledge, pedagogical knowledge, classroom performance skills, and disposition for teaching) to the USOE.
(h) If all evidence/documentation is complete, the USOE shall recommend the applicant for a Level 1 educator license.
(5) USOE ARL candidates under R277-503-4B(3) and (4) may teach under a letter of authorization for a maximum of one year. The letter of authorization shall expire after the first year on June 30 when the ARL candidate submits documentation of progress in the program, and the candidate shall be issued an ARL license.
(6) The ARL license may be extended annually for two subsequent school years with documentation of progress in the ARL program.
(7) Documentation shall include, specifically, a copy of the supervisor's successful end-of-year evaluation, copies of transcripts and test results or both showing completion of required coursework, verification of working with a trained mentor, and satisfaction of the full-time full year experience.
C. School district/charter school specific competency-based licenses:
(1) A local board/charter school board may apply to the Board for a school district/charter school specific license to fill a position in the school district/charter school. The application shall demonstrate that other licensing routes for the applicant are untenable or unreasonable.
(2) The employing school district/charter school shall request a school district/charter school specific license no later than 60 days after the date of the individual's first day of employment.
(3) The application for the school district/charter school specific license from the local board/charter school board for an individual to teach one or more core academic subjects shall provide documentation of:
(a) the individual's bachelors degree; and
(b) for a K-6 grade teacher, the satisfactory results of the rigorous state test including subject knowledge and teaching skills in the required core academic subjects under Section 53A-6-104.5(3)(ii) as approved by the Board; or
(c) for the teacher in grades 7-12, demonstration of a high level of competency in each of the core academic subjects in which the teacher teaches by completion of an academic major, a graduate degree, course work equivalent to an undergraduate academic major, advanced certification or credentialing, or results or scores of a rigorous state core academic subject test, similar to the test required under R277-503-3E, in each of the core academic subjects in which the teacher teaches.
(4) The application for the school district/charter school specific license from the local board/charter school board for non-core teachers in grades K-12 shall provide documentation of:
(a) a bachelors degree, associates degree or skill certification; and
(b) skills, talents or abilities specific to the teaching assignment, as determined by the local board/charter school board.
(5) Following receipt of documentation and consistent with Section 53A-6-104.5(2), the USOE shall approve a district/charter school specific competency-based license.
(6) If an individual with a district/charter school specific competency-based license leaves the district before the end of the employment period, the district shall notify the USOE Licensing Section regarding the end-of-employment date.
(7) The individual's district/charter school specific competency-based license shall be valid only in the district/charter school that originally requested the letter of authorization and for the individual originally employed under the letter of authorization or district/charter school specific competency-based license.
(8) The written copy of the district/charter school specific competency-based license shall prominently state the name of the school district/charter school followed by DISTRICT/CHARTER SCHOOL SPECIFIC COMPETENCY-BASED LICENSE.
(9) A school district/charter school may
change the assignment of a school district/charter school specific
competency-based license holder but notice to USOE shall be
required and additional competency-based documentation may be
required for the teacher to remain qualified[
or highly qualified].
(10) School district/charter school specific competency-based license holders are at-will employees consistent with Section 53A-8-106(5).
(11) If an individual holds a Utah license, the application shall be subject to additional USOE review based upon the following criteria:
(a) license level;
(b) current license status;
(c) area of concentration and endorsements on Utah license; and
(d) circumstances justifying the school district/charter school specific license.
(12) If the application is not approved based on a USOE review of the criteria provided in R277-503-4C(11), appropriate licensure procedures shall be recommended to the requesting district/charter school. The applicant may be required to renew an expired license, apply for an endorsement, pass appropriate Board approved tests consistent with R277-503-3C, obtain an additional area of concentration, apply to Alternative Route to Licensure, or satisfy other reasonable standards.
R277-503-5. Endorsement Routes.
A. An applicant shall successfully complete one of the following for endorsement:
(1) a USOE-approved institution of higher education educator preparation program with endorsement(s); or
(2) assessment, approval and
recommendation by a designated and subject-appropriate USOE
under a SAEP]. The USOE shall be responsible for
final recommendation and approval; or
(3) a USOE-approved Utah institution of higher education or Utah school district-sponsored endorsement program which includes content knowledge and content-specific pedagogical knowledge approved by the USOE. The university or school district shall be responsible for final review and recommendation. The USOE shall be responsible for final approval.
B. A restricted endorsement shall be
available and limited to teachers in necessarily existent small
schools as determined under R277-445[
, and teachers in youth in custody programs].
Teacher qualifications shall include at least nine semester hours
of USOE-approved university-level courses in each course taught by
the teacher holding a restricted endorsement.
C. All provisions that directly affect the health and safety of students required for endorsements, such as prerequisites for drivers education teachers or coaches, shall apply to applicants seeking endorsements through all routes under this rule.
D. Prior to an individual taking courses, exams or seeking a recommendation in the ARL licensing program, the individual shall have school district/charter school and USOE authorization.
R277-503-6. Additional Provisions.
A. All programs or assessments used in
applicant preparation shall meet national professional educator
standards such as those developed by NCATE[
or competency-based regional accreditation].
B. All educators licensed under this rule shall also:
(1) complete the background check required under Section 53A-6-401;
(2) satisfy the professional development requirements of R277-502; and
(3) be subject to all Utah licensing requirements and professional standards.
C. An applicant may satisfy the student teaching/clinical experience requirement for licensing through successful completion of either the licensing by agreement or by competency route.
KEY: teachers, alternative licensing
Date of Enactment or Last Substantive Amendment: [
June 23, 2009]
Notice of Continuation: March 29, 2007
Authorizing, and Implemented or Interpreted Law: Art X Sec 3; 53A-1-402(1)(a); 53A-1-401(3)
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For questions regarding the content or application of this rule, please contact Carol Lear at the above address, by phone at 801-538-7835, by FAX at 801-538-7768, or by Internet E-mail at email@example.com.