Utah Administrative Code
The Utah Administrative Code is the body of all effective administrative rules as compiled and organized by the Division of Administrative Rules (see Subsection 63G-3-102(5); see also Sections 63G-3-701 and 702).
NOTE: For a list of rules that have been made effective since November 1, 2016, please see the codification segue page.
NOTE TO RULEFILING AGENCIES: Use the RTF version for submitting rule changes.
R590. Insurance, Administration.
Rule R590-262. Health Data Authority Health Insurance Claims Reporting.
As in effect on November 1, 2016
Table of Contents
- R590-262-1. Authority.
- R590-262-2. Purpose and Scope.
- R590-262-3. Definitions.
- R590-262-4. Reporting Requirements.
- R590-262-5. Reporting Process.
- R590-262-6. Required Data Elements.
- R590-262-7. Third-party Contractors.
- R590-262-8. Insurer Registration.
- R590-262-9. Testing of Files.
- R590-262-10. Rejection of Files.
- R590-262-11. Replacement of Data Files.
- R590-262-12. Provider Notification.
- R590-262-13. Limitation of Liability.
- R590-262-14. Penalties.
- R590-262-15. Enforcement Date.
- R590-262-16. Severability.
- Date of Enactment or Last Substantive Amendment
- Authorizing, Implemented, or Interpreted Law
This rule is promulgated pursuant to Subsection 31A-22-614.5(3)(a) to coordinate with the provision of Subsection 26-1-37(2)(b) and Utah Department of Health rules R428-1 and R428-15.
(1) This rule establishes requirements for certain entities that pay for health care to submit data to the Utah Department of Health.
(2) This rule allows the data to be shared with the state's designated secure health information master index person index, Clinical Health Information Exchange (cHIE), to be used:
(a) in compliance with data security standards established by:
(i) the federal Health Insurance Portability and Accountability Act of 1996, Pub. L. 104-191, 110 Stat. 1936: and
(ii) the electronic commerce agreements established in a business associate agreement;
(b) for the purpose of coordination of health benefit plans; and
(c) for the enrollment data elements identified in Utah Administrative Rule R428-15, Health Data Authority Health Insurance Claims Reporting.
(3)(a) This rule applies to an insurer offering a health benefit plan.
(b) This rule does not apply to:
(i) an insurer that covers fewer than 2500 individual Utah residents:
(ii) a long-term care insurance policy; or
(iii) an income replacement policy.
(c) This rule does not require a person to provide information concerning a self-funded employee welfare benefit plan as defined in 29 U.S.C. Section 1002(1).
In addition to the definitions in Section 31A-1-301, the following definitions shall apply for the purpose of this rule:
(1) "Claim" means a request or demand on an insurer for payment of a benefit.
(2) "Health care claims data" means information consisting of, or derived directly from, member enrollment, medical claims, and pharmacy claims that this rule requires an insurer to report.
(3) "Insurer" means:
(a) a person engaged in the business of offering a health benefit plan, including a business under an administrative services organization or administrative services contract arrangement;
(b) a third party administrator that collects premiums or settles claims for health care insurance policies;
(c) a governmental plan as defined in Section 414(d), Internal Revenue Code;
(d) a non-electing church plan as described in Section 410 (d), Internal Revenue Code; or
(e) a licensed professional employer organization that is acting as an administrator of a health care insurance policy.
(5) "Office" means the Office of Health Care Statistics within the Utah Department of Health, which serves as staff to the Utah Health Data Committee.
(6) "Technical specifications" means the technical specifications document published by the Health Data Committee describing the variables and formats of the data that are to be submitted as well as submission directions and guidelines.
(1) Each insurer shall submit enrollment, medical claims, and pharmacy data described in R428-15-5 and R590-262-5, where Utah is the patient's primary residence, for services provided in or out of the state of Utah.
(2) Each insurer shall permit the Utah Department of Health to redisclose the enrollment and eligibility information with the state designated entity for the purpose of coordination of benefits.
(3) Each insurer shall submit monthly health care claims data. Each monthly submission is due no later than the last day of the following month.
(1) Submission procedures and guidelines are described in detail in the technical specifications published by the Health Data Committee. The health care claims data shall be either X12 format, or flat text files formatted according to the technical specifications.
(2) All medical claims shall be submitted to the Office through the Utah Health Information Network (UHIN) in X12 format.
(3) All enrollment and pharmacy data files shall be submitted to the Office in flat text files using either UHIN or FTP Secure.
(1) The enrollment, medical claims, and pharmacy data elements are described in detail in the technical specifications published by the Health Data Committee. Each insurer shall submit data for all fields contained in the submission specifications if the data are available to the insurer.
(a) Each insurer must submit enrollment files as a flat file.
(b) Each insurer must submit medical claims as X12 messages as modified by this rule. All X12 format messages must contain all the necessary segments for processing through UHIN. This includes ISA/IEA segments, GS and GE segments, Segment Qualifier codes, etc., as specified in the X12 implementation guides. If a segment or qualifier is required for X12 format, it is required for all submissions under this rule. If a segment or qualifier is not required for X12 format, but is required by this rule, it must be submitted as required by this rule. Submitted files must be in the ASC X12 4010A1 x098 for a Professional Claim and in the ASC X12 4010A1 x096 for an Institutional Claim.
(c) Each insurer must submit pharmacy claims as a flat file.
(2) Each insurer must submit the enrollment files, professional medical claims, institutional medical claims, and pharmacy claims data elements as required in R428-15.
The Office may contract with a third party to collect and process the health care claims data and will prohibit it from using the data in any way but those specifically designated in the scope of work.
Each insurer shall register with the Office by completing the registration online at http://health.utah.gov/hda/apd/ no later than 30 days after becoming subject to this rule and annually thereafter by no later than September 1.
Insurers that become subject to this rule shall submit to the Office a dataset for determining compliance with the standards for data submission no later than 90 days after the first date of becoming subject to the rule.
The Office or its designee may reject and return any data submission that fails to conform to the submission requirements. Paramount among submission requirements are: First Name, Last Name, Member ID, Relationship to Subscriber, Date of Birth, Address, City, State, Zip Code, Sex, which are key data fields that the insurer must submit for each enrolled member and claim. An insurer whose submission is rejected shall resubmit the data in the appropriate, corrected format to the Office, or its designee within ten state business days of notice that the data does not meet the submission requirements.
An insurer may replace a complete dataset submission if no more than one year has passed since the end of the month in which the file was submitted. However, the Office may allow a later submission if the insurer can establish exceptional circumstances for the replacement.
(1) The following notification must be provided to a person that receives shared data, "This shared data is provided for informational purposes only. Contact the insurer for current, specific eligibility, or benefits coverage determination."
(2) The notification in this section shall be provided in coordination with provider participation in the master index patient index and the cHIE programs.
A person furnishing information of the kind described in this rule is immune from liability and civil action if the information is furnished to or received from:
(a) the commissioner of the Insurance Department, the executive director of the Department of Health, or their employees or representatives;
(b) federal, state, or local law enforcement or regulatory officials or their employees or representatives; or
(c) the insurer that issued the policy connected with the data set.
A person found to be in violation of this rule shall be subject to penalties as provided in Section 31A-2-308.
The commissioner will begin enforcing this rule upon the rule's effective date.
If any provision of this rule or its application to any person or situation is held to be invalid, that invalidity shall not affect any other provision or application of this rule which can be given effect without the invalid provision or application, and to this end the provisions of this rule are declared to be severable.
health insurance claims reporting
May 23, 2016
For questions regarding the content or application of rules under Title R590, please contact the promulgating agency (Insurance, Administration). A list of agencies with links to their homepages is available at http://www.utah.gov/government/agencylist.html or from http://www.rules.utah.gov/contact/agencycontacts.htm.