Category Archives: Drafting/Formatting

Formatting Reminders

When filing text for a five-year review, the text may not reflect amendments that are not yet effective. It must match the text on file with the division. Five-year review text that includes underlining or strikeout will be returned for correction. The Division of Administrative Rules will change the “Notice of Continuation” date when the five-year review is codified.

The only formatting allowed in filed text is bold, tabs (except for in tables–these can only be spaced), underline, and strike-through. No other codes (italics, indents, outlining, tables) are allowed. Rule text may also not include styles, line numbering, page numbering, and headers or footers.

These formatting requirements are not new. In the past, the Division has tried to fix minor formatting problems so that rules could be published on time. Now, with only one editor available to prepare rules for publication, the division’s resources are at a premium. Rule text will be returned to the agency for correction.

Call Nancy Lancaster (801-538-3218) if you have rule formatting questions.

Oops! Bad Advice on Rule Formatting

The Division recently sponsored rulewriting training sessions among most state agencies. Since that training, we have returned several rule filings as incomplete and received the response, “but that is how we were told to do it!” Our most humble apologies.

When you file a rule affecting just one section, you must include the following for the rule to be correctly formatted:

At the beginning of the rule text, include the title catchline, the rule catchline, and the section catchline — for example:

R15. Administrative Services, Administrative Rules.
R15-4. Administrative Rulemaking Procedures.
R15-4-3. Publication Dates and Deadlines.

Include the complete text for the section affected. Single or selected paragraphs of the entire section will be returned for correction.

At the end of the rule text, include key words, date of enactment or last substantive amendment, and statutory citations, for example:

KEY: administrative law
Date of Enactment or Last Substantive Amendment: July 1, 1998
Notice of Continuation: September 29, 2005
Authorizing, and Implemented or Interpreted Law: 63-46a-10

Please contact Nancy Lancaster (801-538-3218) if you have questions.

Don’t Incorporate Utah Statutes by Reference

Subsection 63-46a-3(7) permits an agency to incorporate different types of materials by reference in rules. These materials include:

(i) all or any part of another code, rule, or regulation that has been adopted by a federal agency, an agency or political subdivision of this state, an agency of another state, or by a nationally recognized organization or association;

(ii) state agency implementation plans mandated by the federal government for participation in the federal program;

(iii) lists, tables, illustrations, or similar materials that are subject to frequent change, fully described in the rule, and are available for public inspection; or

(iv) lists, tables, illustrations, or similar materials that the director determines are too expensive to reproduce in the administrative code.

One item for which the Legislature has not granted permission for an agency to incorporate is a Utah statute. This makes sense. There is no need to incorporate a statute into a rule because it is already law that applies in Utah. Therefore, a reference to a Utah statute is adequate.

Questions about incorporating materials into rule may be directed to Ken Hansen at 801-538-3777.

More Information About the Rulemaking Manual for Utah, 12th Edition

The 12th edition of the “Rulewriting Manual for Utah” is available online. You may browse the HTML version at http://www.rules.utah.gov/agencyresources/manual-rw/index.html. You may download and print the PDF version from http://www.rules.utah.gov/agencyresources/manual-rulewriter.pdf.

This version of the rulewriting manual is geared toward the rulewriter. As such, it contains only the style guide and material dealing with the practical aspects of the process (e.g., how to answer obnoxious but required questions on the rule analysis).

As you use the manual, please feel free to inform us of anything that you would like to see included, anything that seems to be amiss or unclear. To do this, please send an email message to “Administrative Rules” (in your GroupWise address book) or rules@utah.gov with the word “Manual” in the subject line.

Questions regarding the manual or suggestions for improvements or additions should be directed to Mike Broschinsky (801-538-3003).

Division Issues the Rulewriting Manual for Utah, 12th Edition

The Division is pleased to announce the 12th edition of the Rulewriting Manual for Utah. This edition marks several significant changes for the manual.

First, the Division elected to make this edition an electronic edition, readily available to those who need access to it, and flexible enough to allow clarification and updates without waiting for a reprint. Soon, a PDF version of the manual will be available for those who wish to print the manual.

Second, instead of having one manual include everything about rulemaking, the Division divided the manual into three separate parts, each dealing with a different part of administrative rulemaking, and each written for a specific audience:

  • Rulewriting Manual for Utah: Administrators: This publication contains much of the information regarding rulemaking history and law in Utah, as well as the role of the Legislature.
  • Rulewriting Manual for Utah: Rulewriters: This publication contains the style section and a brief discussion on certain practical aspects of the rulemaking process.
  • Rulewriting Manual for Utah: Rulewriting and eRules: This publication will be a users’ manual for the eRules software used for submitting rulemaking actions for publication.

The Rulewriters manual is currently available at http://www.rules.utah.gov/manual-rw/index.html. The other manuals will be available during the first half of 2006.

This edition of the Rulewriting Manual for Utah is possible because of the efforts of Michael G. Broschinsky, Nancy L. Lancaster, Christopher J. Fawcett, and Sophia G. Manousakis. The Division also gratefully acknowledges the contributions of Legislative Research and General Counsel. The style section of the manual borrows heavily from the Legislative Drafting Manual, 2005 edition.

Questions regarding the manual or suggestions for improvements or additions should be directed to Mr. Broschinsky at 801-538-3003.

Utah Administrative Code Now Available in RTF Format

The Division’s rule filing application — eRules — requires that an agency file the rule text in rich text format (RTF). In the past, an RTF version has not been available on the Division’s web site. Instead, each agency has had to contact the Division to obtain a copy of the current rule in RTF format.

Now, an RTF version of rules is now available online. Rulewriters and citizens can download a compressed RTF archive of all rules within a title from http://www.rules.utah.gov/publicat/code.htm. With this change, the Division is also discontinuing the practice of providing a compressed archive of rules in WordPerfect format.

PLEASE NOTE: if you have bookmarked a link to a compressed title (e.g., http://www.rules.utah.gov/publicat/titl_zip/Rxxx.zip), you will need to update your bookmark to point to a new directory (e.g., http://www.rules.utah.gov/publicat/code_zip/rxxx.zip).

The Division anticipates one additional change. During the first quarter of 2006, rulewriters and citizens will also be able to download individual rule files in RTF format.

For more information, contact Ken Hansen (801-538-3777) or Mike Broschinsky (801-538-3003).

Rule Filing Tips

The editors at the Division of Administrative Rules offer the following recommendations to agencies when they file rules.

  1. Always obtain an “rtf” version of the rule text from the Division before you start to prepare an amendment or a repeal.
  2. All changes to the text must be marked: added text must be underlined; deleted text must be surrounded by brackets and must be struck out.
  3. Cross check all dates you enter on the form with the “Rulemaking Time Frames” schedule before you click the submit button.
  4. The authorization date at the end of the form may not be a date after the date the rule filing is submitted.
  5. Effective dates may not be retroactive.
  6. If you aren’t certain about something, please call Nancy at 801-538-3218 or Mike at 801-538-3003.

Thanks!

“Word Underline” is Not the Same as Underline

When an agency prepares a rule for amendment, additions must be underlined and deletions must be struck out and surrounded by brackets. Recently, an agency attempted to use a Microsoft Word formatting feature called “word underline”. This feature uses different codes to mark the text, and is therefore treated differently.

In order to assure that the rule text you prepare turns out the way you intend, please use the standard underlining feature only when you are preparing additions to rule text. If you have questions, please contact Mike Broschinsky (801-538-3003).